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Self-regulatory organizations
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11	CREDIT DERIVATIVES DETERMINATIONS COMMITTEES RULES (April 7, 2014 Version) 1. COMPOSITION OF CREDIT DERIVATIVES DETERMINATIONS COMMITTEES Add to Reading List Source URL: dc.isda.org Language: English - Date: 2016-07-12 15:36:25 Self-regulatory organizations Economy International Swaps and Derivatives Association ISDA Master Agreement Depository Trust & Clearing Corporation Electronic voting
12	PDF Document Add to Reading List Source URL: federalombuds.ed.gov Language: English - Date: 2015-03-02 20:22:14 Economy Finance Money United States securities law Self-regulatory organizations Financial Industry Regulatory Authority Ombudsman Securities regulation in the United States ACT Brokerage firm Broker-dealer
13	Commodities Fraud: A serious problem Add to Reading List Source URL: www.smartcheck.gov Language: English - Date: 2016-07-22 13:49:40 Economy Commodity markets Finance Money Self-regulatory organizations Commodity Futures Trading Commission Commodity pool Financial Industry Regulatory Authority Futures contract Foreign exchange market
14	Legal & Compliance, LLC Corporate, Securities and Going Public Attorneys Legal & Compliance, LLC is a comprehensive securities and business transaction law firm. There are many securities law firms that assist in the goi Add to Reading List Source URL: www.legalandcompliance.com Language: English - Date: 2015-07-20 14:59:11 Economy Business Finance 73rd United States Congress U.S. Securities and Exchange Commission United States securities law Self-regulatory organizations Stock market Securities Act Financial Industry Regulatory Authority Reverse takeover Securities Exchange Act
15	MISSOURI STATE TREASURER INVESTMENT POLICY Add to Reading List Source URL: treasurer.mo.gov Language: English - Date: 2016-03-02 09:13:17 Economy Finance Money Financial markets Systemic risk Self-regulatory organizations Security Stock market Depository Trust & Clearing Corporation Repurchase agreement Federal Reserve System Securities lending
16	4182 Federal Register / Vol. 78, NoFriday, January 18, Notices At any time within 60 days of the filing of such proposed rule change, the Add to Reading List Source URL: www.batsoptions.com Language: English - Date: 2013-01-22 16:35:43 United States securities law Self-regulatory organizations 73rd United States Congress U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Law Business Government Selling away Securities regulation in the United States
17	Rules Notice Technical UMIR Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-07-08 09:26:08 Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Stock market Economy Universal Market Integrity Rules Security Business
18	First take July 20, 2016 A publication of PwC’s financial services regulatory practice Add to Reading List Source URL: www.pwc.com Language: English - Date: 2016-08-15 12:52:27 Economy Systemic risk Commodity Futures Trading Commission Swap U.S. Securities and Exchange Commission Finance Self-regulatory organizations Great Recession in the United States
19	THIS NOTICE IS IMPORTANT AND REQUIRES THE IMMEDIATE ATTENTION OF CLASS A NOTEHOLDERS. IF CLASS A NOTEHOLDERS ARE IN ANY DOUBT AS TO THE ACTION THEY SHOULD TAKE, THEY SHOULD CONSULT THEIR OWN INDEPENDENT PROFESSIONAL ADVI Add to Reading List Source URL: www.paragon-group.co.uk Language: English - Date: 2016-01-08 07:46:50 Economy Finance Money Self-regulatory organizations Stock market Depository Trust & Clearing Corporation Security Depository Trust Company Swap Currency swap CUSIP
20	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:56 United States securities law Self-regulatory organizations 73rd United States Congress U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities regulation in the United States Law Business Securities Exchange Act Economy Selling away Municipal Securities Rulemaking Board

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